A Full Stack Solution

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Regulatory & Compliance Service

All regulatory filings including, but not limited to:

  • Initial and Annual Registration Statement drafting as well as EDGARization and completion of SEC filings
  • Drafting and filing Supplements to the Registration Statement
  • Preparation, coordination and solicitation of proxy-related materials
  • Board of Trustees Services including preparation of board materials and meeting minutes
  • Compliance review and management of marketing and advertising materials
  • SEC Audits
  • Other regulatory and compliance services

    • Fast & easy process

    • Compliance service

    • Control over policy

    • Save your money

    A One Stop Shop Platform

    Clients receive the distribution and economics qualities of an asset manager, with the full support of an ETF platform.

    Full-Service Platform

    Single Point of Contact

    ETF Industry Experts

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    Build an ETF With Tidal